Genetics just might be the single-fastest advancing field in the life sciences.
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Since the 1970s, the ratio of authors to publications and the ratio of countries to publications has sharply surged in all scientific fields. Large studies with more than eight authors grew at five times the rate of single or paired author studies; on PubMed, the average study eclipsed six authors per articleby 2020.
During this same period, single and paired author studies have experienced a steady decline. In 2020, nearly two-thirds of studies had five authors or more, and studies of eleven authors or more eclipsed 10% in 2018 despite accounting for just 2% of articles in 2000.
Science is magnitudes more collaborative than it once was. But it is also magnitudes more international. Directly accompanying this dramatic expansion of research team size is another trend: the proportion of multi-country studies has seen remarkable gains. By 2020, one quarter of studies involved cross-border collaboration.
The most critical scientific issues facing our world today—deadly pandemics, the heightening climate crisis, antibacterial resistance, energy security, wildlife loss, and more—require large teams with diverse fields of expertise to solve. While the individual scientist needs to be increasingly deep and narrow in their target area, research as a whole is broader and more interdisciplinary.
From the Human Genome Project, to the Global Ocean Sampling Expedition (GOS), to the International Space Station (ISS), worldwide collaboration can produce incredible results. On a smaller level, collaborative research can save considerable time and money—not to mention lead to breakthrough research—so it’s not surprise that it’s becoming standard practice in the world of science.
How did collaboration, more importantly international collaboration, become such a well-traveled path? What are its advantages and disadvantages? And how can scientists approach collaborations to advance their own discoveries, careers, and contributions?
In this field guide, we will explore the answers to all these questions, from the history of scientific collaboration to a scientist’s toolkit in the modern coproduction era.
In modern science, collaboration, especially international collaboration, is a rising trend. But the power of cross-border (or, more accurately, cross-empire) collaboration can be seen since ancient times.
In the Bronze Age world of the eastern Mediterranean, a region spanning from Egypt to Anatolia and the Levant was remarkably interconnected. Doctors and specialists communicated in the common Acadian language and often crossed borders. The Library of Alexandria, which lasted from the 300 BCE to 500 CE, contained hundreds of thousands of scientific scrolls from all over the world. Baghdad (800s CE) and Toledo (1200s CE) later served as centers of collaborative science, where scholars translated and expanded on works of geometry, algebra, metaphysics, and technology. All of this was well before Francis Bacon formally laid out the modern scientific method.
The rise of modern science in the seventeenth and eighteenth centuries fueled the possibilities for more complex and powerful scientific collaborations. It was during this time that Europe adapted a cohesive scientific language across borders. The Briton Isaac Newton challenged the Frenchman René Descartes, who was reacting to the Briton Francis Bacon, who drew inspiration from the Italian Galileo Galilei—and so on and so forth. The establishment of the metric system and numerous scientific explorations, such as the First International Polar Year (1882-83) when scientists explored arctic phenomena, involved contributions from scientists from around the world, weaving scientific communities together.
World War II was one of the bloodiest conflicts in history, leading to the loss of over 50 million lives. It also launched a new global order following the war, with the Cold War and the United Nations defining geopolitical relationships—and scientific ones.
The war itself led to numerous new technologies launching into consumer society: microwaves, radar, and computers, to name a few. World War II also spurned improvements to blood transfusions and skin grafts, and, in one of the most important scientific advances of the century, resulted in the first large-scale production of antibacterial treatment. Although Alexander Fleming discovered the antibacterial properties of the Penicillium notatum mold in 1928, the advent of penicillin as a widespread clinical drug required a massive investment of scientific and human resources on both sides of the Atlantic—the U.S. and the U.K. Only through extensive experimentation with deep tank fermentation did a diverse group of men and women uncover the process required to mass manufacture this ‘miracle drug.’
Postwar, the newly founded United Nations enabled additional paths for scientists to work together. U.N. conferences such as “Atoms for Peace” resulted in the first Cold War-era collaboration between Soviet particle physicists and scientists from the West. Not long after, Pakistani scientist Abdus Salam helped to build the International Centre for Theoretical Physics in Italy to share knowledge and skills with the developing world. He went on to win the Nobel prize for helping to formulate the electroweak theory, unifying the electromagnetic and weak nuclear force.
In addition to World War II’s legacy of death, it also has an enduring legacy of scientific discovery, one that was channeled into international collaboration and discovery throughout the 20th century.
In the 1980s to 2000s, international organizations as well as increasing globalization led to the emergence of regional scientific networks. These networks were not just among powerful, developed nations, but among all countries. Consequently, in the 1990s and 2000s, countries’ various contributions to scientific discovery began to shift drastically.
In the 1980s and 90s, science was dominated by the developed western powers. In fact, 70% of scientific papers were attributed to Europe and North America alone. But by the 2010s, a very different picture started to emerge.
For one, developing nations in Latin America, Africa, and Asia substantially managed to increase their research share—the proportion of Scopos scientific papers attributed to Europe and North America has fallen in the 20+ years since to around 50%. Much of this diversification has to do with regional networks, or international research partnerships that promote technological and scientific know-how. For example, in the 2000s, China more than quadrupled its collaborative research activities with Japan, Taiwan, South Korea, and Australia.
Regional and language similarities have enabled different countries to find various partners that fill their own gaps. A few examples of emergent 2000s research partnerships include: a Middle Eastern collaborative partnership centered around Egypt and Saudia Arabia, leading to increased research activities in Tunisia and Algeria; a Latin American partnership based out of Brazil bringing in researchers from Argentina, Chile, and Mexico; two different English-speaking African nation clusters in East and South Africa respectively, and one French-speaking cluster in West Africa. The growth of regional research infrastructure made cities and science outside of the West significantly less reliant on the West for teaching, technology, and expertise.
Throughout the 2000s and 2010s, the emergence of digital collaboration and data-sharing technology had already led to significant changes in scientific collaborations. Specifically, the technologies promoted by the Open Access movement—which makes research available to others to read for free—enabled discoveries, data, and scientific methodologies to flow seamlessly across borders.
Some of the most significant developments in digital technologies included: Cloud instruments to synchronize files and generate a backup of archives, social media networks that fostered new connections and open forums for feedback, and online journals. All of these technologies were proliferating in the background, awaiting a crucial moment to trigger a sudden, drastic transformation in science. And then came COVID-19.
First, because of coronavirus-related shutdowns and quarantines, a significant portion of scientists left their laboratories and shifted to home-based, online work. Since COVID-19, time in physical laboratories has declined 30-40%, and the vast majority of scientists approved of the shift to online rather than physical meetings. A preference for virtual meetings and other remote work practices has not lessened since COVID-19 restrictions have been dropped, in both science and the among the general population.
Meanwhile, according to one survey, the number of annual cross-border studies increased from around 585,000 pre-pandemic up to around 700,000 by the end of 2021.
Covid brought the power of global collaboration to the forefront. In the first six months of the pandemic, internationally co-authored studies skyrocketed as scientists worked hard to figure out the nature of the disease. Although these rates fell to more typical albeit still elevated levels as the pandemic went on, COVID-19 research teams remained more interdisciplinary and diverse than others. Faced with the urgent need for collaboration in times of crisis, international organizations such as UNESCO have made new commitments to promoting and fostering global science.
Expansive, cross-border collaboration is necessary to solve certain research problems. Other times, a single researcher conducting an experiment is most efficient and most effective. Most often, the best path for any research project lies somewhere in between. Here are four crucial factors to consider when deciding on research team size:
Given the pitfalls of collaborative research—especially the declining efficiencies that come alongside larger teams—taking advantage of best collaborative practices is key. Here is a list of practices we curated from experts.
1. Choose the right partnersTeammates that complement each other can be the difference between a successful and a struggling collaboration. Members should be compatible and even similar in terms of working style, communication preferences, and in terms of their standards of rigor and ethics. However, members should contrast in terms of their particular areas of expertise and what they will be contributing to the project: duplicate skill sets are typically to be avoided.
2. Establish effective communicationOpen and clear communication is vital to the success of any research project. Whether it is regular face-to-face or virtual meetings, a team group chat, or any other style of communication, all team members should be on board about openly communicating using the selected communication method.
3. Clearly define goals and expectationsEach member of a research team needs well-defined goals and expectations. Standards should be set in terms of:
4. Develop a plan
A comprehensive research plan can help to structure the collaboration and hold members accountable. A good research plan will:
There are a number of useful digital research technologies that teams can employ to manage a large project. (Check out a list of some useful collaborative tools here.) Taking advantage of the right one—whether it’s a comprehensive lab management software or Cloud Kanban boards—is key to activating good collaboration.
Collaborators should also make use of secure methods for data storage, access, and sharing. They should also set clear standards about data ownership, access, and confidentiality to prevent issues down the road.
6. Promote an inclusive, collaborative cultureA good team culture is just as important as a good team plan. Individual researchers will thrive when they feel valued, respected, and included. Here are some useful ways to create an inclusive culture:
We’ve curated this additional list of essential factors experts keep in mind when working on international collaborations. There is a lot to consider when maximizing the potential of team partnerships, so scientists have a lot to gain by bearing the following points in mind.
1. How to find potential collaborations
Locating and joining collaborations is the first crucial step to actually having a good research project. For researchers in the early stages of their career, embracing mentorships can help lead to prospective collaborations. Entering an established relationship with other research colleagues can make the ‘ask’ to join a team come along much more naturally. For starting collaborations of your own, joining discussion groups, whether online or at your institution, can help make connections or locate collaborators.
Lastly, staying on top of new research in your field is an essential way to see what possible collaborations or research projects are ongoing. In addition to staying up to date by following relevant scientific journals and by attending conferences and symposiums, online services such as NewsRx’s BUTTER offer real-time custom alerts on your area of expertise.
A key to getting along with others on a collaborative research project is to remain humble and open to constructive criticism. Being flexible and open to other approaches and ways of working can also pay dividends. When entering a collaboration, even world experts on a particular matter should be open to learning something from their partners.
3. Consider collaboration agreementsA collaboration agreement is a formal document that records the framework of any particular research collaboration. While they are often used for larger collaborations at major institutions, experts say that even smaller collaborations should consider making these documents to promote transparency and trust.
Collaboration agreements should outline the project’s key goals, timelines, roles, responsibilities, and intellectual property and authorship agreements.
4. How to manage conflicts
From disagreements over methodology or conclusions, to differing visions on how to disseminate and share results, conflicts are inevitable on a collaborative research project. Here are some quick and easy tips for conflict resolution in these cases:
Although international collaboration has become a prominent part of the research world, there are several key remaining gaps that the community collectively needs to address.
1. Diseconomies of scale can lead to inefficienciesResearch shows that having more team members leads to a greater dissemination of research—to a certain point. According to a study in Science, when team size grew beyond twenty, more authors no longer led to more citations. The maximum team size that led to greater productivity was around twenty, and studies with larger teams no longer performed as well. This fits with the theory of ‘diseconomies of scale,’ which states that marginal costs increase once organizations surpass a certain optimal size.
2. Collaboration doesn’t necessarily help with “wicked problems”Wicked problems in research are scientific challenges that are particularly difficult solve. As defined by the theorists Horst Rittel and Melvin Webber, these problems cannot be studied through trial and error or with a control group. They do not have objective ‘true’ or ‘false’ solutions, but rather subjective ‘good’ and ‘bad’ solutions. In science, a few wicked problems include the climate crisis, the mental health crisis, and systemic racism and inequality.
These very problems, however, are the crucial ones that science must find a way to address. While international collaboration is good for combining previously inaccessible technologies and areas of expertise, it tends to function best with a clear and objective path forward. Wicked problems necessarily defy this path.
3. Collaboration can disseminate certain inequalitiesThe benefits of scientific collaboration are not always shared equally. Experts point out that large-scale collaborations tend to follow the initiative and agenda of the largest scale, most powerful partner involved—and the same institution or individual receives the lion’s share of the credit, whereas smaller partners receive only downstream benefits. According to Elsevier VP Lesley Thompson, an internal study at Elsevier also observed that women tend to have smaller collaborative networks compared to men in science, leading to a gender-based disadvantage when collaboration rules the day.
4. Geopolitical tensions mean there are limits to collaborationSince the 2010s, scientific collaborations between the two biggest science powers in the world—the U.S. and China—have been slowing down drastically. Experts say this largely has to do with geopolitical tensions: the U.S. government has been scrutinizing scientists with ties to China due to intellectual property theft and espionage risks, which has harmed partnerships. The government of China has also shifted its evaluation of science more towards articles published in Chinese scientific journals rather than English ones, encouraging Chinese scientists to focus more on local partnerships and collaborations.
International, large-scale collaboration has become a critical part of the scientific landscape. In fact, national governments are pouring even more money into massive collaborative networks, particularly to promote climate change research and solutions. Canada, the U.K., and the Netherlands in the last 10 years alone have invested at least 300 million dollars in this type of research. While some truly impressive collaborative accomplishments have already been seen (such as a paper on Higgs boson that had over 5,000 collaborators), we might be at the very beginning of the scientific coproduction era, rather than in the thick of it.
This style of collaboration can help tackle large problems, but it’s far from all sunshine and roses. Scientists may be a part of larger outcomes, but instead receive smaller pieces of credit for their contribution. Sure, you won’t have to fly out for a conference, but you’ll need to take the Zoom call at 6am instead.
Scientists need to be agile and prepared to change, with all the right technological tools at their disposal. The 21st century scientist is a different kind of beast—and collaborative science is a different kind of science. The best we all can do is ready ourselves for the next, inevitable, world-changing transformation.
Genetics just might be the single-fastest advancing field in the life sciences.
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